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Mark J Buh

CRD# 6064495·Registered 2018 - 2023
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark J Buh was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2018 - 2023. Mark had worked at 1 firm.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

PERRITT CAPITAL MANAGEMENT INC·CRD# 111623
RIA
Chicago, IL
November 13, 2018 - June 30, 2023

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Current Firm

PC
PERRITT CAPITAL MANAGEMENT INC

PERRITT CAPITAL MANAGEMENT | WINDGATE WEALTH MANAGEMENT | PERRITT CAPITAL MANAGEMENT INC

CRD#: 111623 / SEC#: 801-30378

Contact Information

Main Address

300 S. Wacker Dr. Suite 600, Chicago, IL 60606-6703

Phone Number

(312) 669-1650

# of Employees

6

Documents

Latest Form ADV

Part 2 Brochures

BROCHURE 2025 (9/29/2025)

Regulatory Assets Under Management

Total Number of Accounts

122

AUM (Assets Under Management)

$279,769,287

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Treasurer and VP of The Perritt Funds, Inc. 300 South Wacker Drive, Suite 600 Chicago, IL 60630 Chief Financial Officer and VP or IIS, Inc. a holding company and owner of Perritt Capital Management, Inc 300 South Wacker Drive, Suite 600 Chicago, IL 60630

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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