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JG

Jaideep B. Goswami

ICICI SECURITIES
New York, NY 10036
Some features on this profile are disabled
CRD#: 6064309
JG

Professional summary

Jaideep Bishnupada Goswami, who also goes by Jaideep Goswami, is a registered financial professional currently at ICICI SECURITIES INC. located in New York, New York.

Jaideep is registered as a RR (Registered Representative) and started their career in finance in 2012. Jaideep has worked at 1 firm and has passed the SIE and Series 62 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jaideep Goswami

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jaideep Bishnupada Goswami's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 3, 2012 - Present

ICICI SECURITIES INC.

Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY 10036
BD
CRD#: 104285
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 11/30/2012
Corporate Securities Limited Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IS
ICICI SECURITIES INC.
ICICI SECURITIES INC.

CRD#: 104285 / SEC#: , 8-52746

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1120 Avenue Of The Americas 4th Floor, New York, NY 10036
Mailing Address
1120 Avenue Of The Americas 4th Floor, New York, NY 10036
Phone number
(212) 388-0677
Established
Delaware since 06/13/2000
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ICICI SECURITIES HOLDINGS INC.SHAREHOLDER
AGRAWAL, RISHI RATANLALDIRECTOR5667378
GOSWAMI, JAIDEEP BISHNUPADADIRECTOR6064309
KARKHANIS, KETAN RAJNIKANTDIRECTOR8185679
OBSBAUM, FREDRIC MICHAELFINOP1160811
PERTAB, BISHENDIRECTOR/PRESIDENT/CEO/CCO3159346

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICICI SECURITIES INC.

CRD#: 104285New York, NY 10036

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