Shadman Sakib
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shadman Sakib, who also goes by Shad Sakib, was a registered financial professional .
Shadman is a previously registered financial professional and started their career in finance in 2014. Shadman had worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2024 - June 24, 2026
MERCURY INVESTMENT SERVICES LLC
August 11, 2021 - March 22, 2023
BREX TREASURY LLC
August 11, 2020 - July 28, 2021
CITIGROUP GLOBAL MARKETS INC.
June 26, 2017 - July 28, 2021
CITIGROUP GLOBAL MARKETS INC.
May 9, 2014 - June 2, 2017
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/18/2020
General Securities Representative ExaminationCurrent Firm
MERCURY INVESTMENT SERVICES LLC
CRD#: 324657 / SEC#: , 8-71052
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
