EW
Edward R. Woolery
DST WEALTH MANAGEMENT LLC
Indian Wells, CA 92210
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CRD#: 6064191
EW
Professional summary
Edward Richard Woolery is a registered financial advisor currently at DST WEALTH MANAGEMENT LLC located in Indian Wells, California.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Edward has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EDWARD WOOLERY, SAN DIEGO, CA. OWNER/BROKER. REAL ESTATE, DEVOTE 20 HOURS A WEEK DURING TRADING HORUS. DEVOTE 20 HOURS A WEEK OUTSIDE TRADING HOURS. ALL NORMAL REAL ESTATE BROKERAGE FUNCTIONS. NON-INVESTMENT RELATED.
TEAM MEMBER, ESTATE PLANNING TEAM, 45110 CLUB DRIVE, SUITE B, INDIAN WELLS, CA 92260, DEVOTE 10 HOURS A WEEK DURING TRADING HOURS. ESTATE RELATED PLANNING FOR INDIVIDUALS.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Richard Woolery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2019 - Present
DST WEALTH MANAGEMENT LLC
Office #1: 45110 Club Drive Suite B, Indian Wells, CA 92210RIA
CRD#: 302110
Indian Wells, CA
Past
June 5, 2012 - October 30, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
INDIAN WELLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DST WEALTH MANAGEMENT LLC
DANNAH INVESTMENT GROUP, LLC | WILLIAM CHRISTIAN GABRIELSEN, PRODUCER'S PROSPECTS | JOHN BALMER DST WEALTH MANAGEMENT LLC, INVESTMENT ADVISOR | DST WEALTH MANAGEMENT LLC
CRD#: 302110 / SEC#: 801-118242
RIA
Registered Investment Advisory firm - (3/16/2020 Approved)Arizona
Registered Investment Advisory firm - (4/30/2020 Terminated)Arkansas
Registered Investment Advisory firm - (4/30/2020 Terminated)California
Registered Investment Advisory firm - (5/30/2020 Terminated)Florida
Registered Investment Advisory firm - (4/30/2020 Terminated)Georgia
Registered Investment Advisory firm - (5/1/2020 Terminated)Idaho
Registered Investment Advisory firm - (4/30/2020 Terminated)Iowa
Registered Investment Advisory firm - (5/1/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (4/30/2020 Terminated)South Dakota
Registered Investment Advisory firm - (4/30/2020 Terminated)Texas
Registered Investment Advisory firm - (4/30/2020 Terminated)Washington
Registered Investment Advisory firm - (4/30/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (4/30/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(10/3/2019)
IAR
California(5/31/2019)
IAR
Florida(8/15/2019)
IAR
Texas(11/22/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DW
DST WEALTH MANAGEMENT LLC
DANNAH INVESTMENT GROUP, LLC | WILLIAM CHRISTIAN GABRIELSEN, PRODUCER'S PROSPECTS | JOHN BALMER DST WEALTH MANAGEMENT LLC, INVESTMENT ADVISOR | DST WEALTH MANAGEMENT LLC
CRD#: 302110 / SEC#: 801-118242
RIA
Registered Investment Advisory firm - (3/16/2020 Approved)Arizona
Registered Investment Advisory firm - (4/30/2020 Terminated)Arkansas
Registered Investment Advisory firm - (4/30/2020 Terminated)California
Registered Investment Advisory firm - (5/30/2020 Terminated)Florida
Registered Investment Advisory firm - (4/30/2020 Terminated)Georgia
Registered Investment Advisory firm - (5/1/2020 Terminated)Idaho
Registered Investment Advisory firm - (4/30/2020 Terminated)Iowa
Registered Investment Advisory firm - (5/1/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (4/30/2020 Terminated)South Dakota
Registered Investment Advisory firm - (4/30/2020 Terminated)Texas
Registered Investment Advisory firm - (4/30/2020 Terminated)Washington
Registered Investment Advisory firm - (4/30/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (4/30/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
45110 Club Drive Suite B, Indian Wells, CA 92210
Mailing Address
Phone number
(760) 340-1448
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,095 |
| AUM (Assets Under Management) | $ 446,886,560 |
Red Flags
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