Alina Florea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alina Florea, who also goes by Alina Vacariu, was a registered financial professional .
Alina is a previously registered financial professional and started their career in finance in 2012. Alina had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2017 - November 15, 2017
CAPITAL ONE ADVISORS, LLC
July 14, 2017 - November 15, 2017
CAPITAL ONE INVESTING, LLC
October 29, 2013 - July 19, 2017
PNC WEALTH MANAGEMENT LLC
May 30, 2013 - July 19, 2017
PNC WEALTH MANAGEMENT LLC
September 10, 2012 - June 18, 2013
CABOT LODGE SECURITIES LLC
July 20, 2012 - September 7, 2012
ALLIED BEACON PARTNERS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
