John W. Cox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Cox, who also goes by John Cox, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2012. John had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2019 - July 2, 2019
FS INVESTMENT SOLUTIONS, LLC
October 16, 2014 - March 16, 2017
FS INVESTMENT SOLUTIONS, LLC
September 13, 2012 - July 14, 2014
CREDIT SUISSE SECURITIES (USA) LLC
July 23, 2012 - July 14, 2014
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FS INVESTMENT SOLUTIONS, LLC
CRD#: 145244 / SEC#: , 8-67718
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FRANKLIN SQUARE HOLDINGS, LP | SOLE MEMBER OF FS INVESTMENT SOLUTIONS, LLC | |
| DETWILER, ELIZABETH CAMILLA | GENERAL COUNSEL, PRINICIPAL OPERATIONS OFFICER | 4361137 |
| GAGLIOTI, ENRICO SALVATORE | PRESIDENT | 2649966 |
| PAGNOTTA, CHRISTOPHER VINCENT | CHIEF COMPLIANCE OFFICER | 4418522 |
| SCARPATI, GERARD | FINOP/CFO, PFO | 2313132 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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