Ryan J. Heffernan
Professional summary
Ryan Joseph Heffernan, who also goes by Ryan Joseph Heffernan, Ryan Josepj Heffernan, Ryan Heffernan, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Greenwood Village, Colorado.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Ryan has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Joseph Heffernan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
Office #1: 8515 East Orchard Rd 4t2, Greenwood Village, CO 80111July 8, 2015 - April 3, 2023
PERSONAL CAPITAL ADVISORS CORPORATION
November 3, 2014 - June 16, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 17, 2014 - June 16, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 19, 2012 - July 28, 2014
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/3/2023)
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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