Benjamin P. Swan
Professional summary
Benjamin Paul Swan, who also goes by Ben Swan, Benjamin P Swan, is a registered financial advisor currently at SVANE CAPITAL, LLC located in Sugar Land, Texas.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Benjamin has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Paul Swan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2015 - Present
SVANE CAPITAL, LLC
September 25, 2015 - July 27, 2017
TORCH SECURITIES, LLC
May 24, 2012 - July 29, 2015
LINCOLN INVESTMENT
May 16, 2012 - July 29, 2015
LINCOLN INVESTMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/27/2018)
(10/30/2015)
(7/28/2015)
Exams
Current Firm
SVANE CAPITAL, LLC
CRD#: 269913 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 86 |
| AUM (Assets Under Management) | $ 20,924,000 |
Red Flags
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