Scott Sturgeon
CFP®Professional Summary
Scott Sturgeon, CFP®, who also goes by Scott Mitchell Sturgeon, is a registered financial advisor currently at OREAD WEALTH PARTNERS located in Leawood, Kansas. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Scott has worked at 3 firms.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Cashflow & Budgeting
- Estate & Legacy Planning
- Tax Planning
- Investment Management
- Financial Planning
Specializations
Other Aliases
Scott Mitchell Sturgeon
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OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
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OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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OSAIC WEALTH, INC.
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MORGAN STANLEY
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Credentials
Years of Experience
5 years in the financial services industry
Current & Past Employments
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OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Current Firm
OREAD WEALTH PARTNERS | OREAD WEALTH PARTNERS, LLC
Contact Information
Main Address
Leawood, KSMailing Address
5251 W. 116th Pl Ste 200, Leawood, KS 66211Phone Number
(913) 229-6512# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
107AUM (Assets Under Management)
$17,311,400Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
State Registrations and Notice Filings
(11/4/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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OSAIC WEALTH, INC.
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CRS (Client Relationship Summary) - RIA
Click below to view Scott Sturgeon's CRS (Customer Relationship Summary).
Services Offered by Scott
- Cashflow & Budgeting
- Estate & Legacy Planning
- Tax Planning
- Investment Management
- Financial Planning
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
