Xiaodong Wu
Professional summary
Xiaodong Wu, who also goes by Brian Wu, is a registered financial professional currently at ELSEWARE FINANCIAL SERVICES LLC located in Doral, Florida.
Xiaodong is registered as a RR (Registered Representative) and started their career in finance in 2012. Xiaodong has worked at 2 firms and has passed the Series 99TO, SIE, Series 7TO, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Xiaodong Wu's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2024 - Present
ELSEWARE FINANCIAL SERVICES LLC
January 30, 2020 - March 6, 2020
GUZMAN & COMPANY
October 31, 2012 - January 16, 2018
GUZMAN & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2024)
Exams
Series 99TO
Date: 8/5/2024
Operations Professional ExaminationSeries 7TO
Date: 12/29/2023
General Securities Representative ExaminationFINRA
Current Firm
ELSEWARE FINANCIAL SERVICES LLC
CRD#: 327555 / SEC#: , 8-71144
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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