Giuseppe Roveccio

G & R FINANCIAL SOLUTIONS LLC

FAIRFIELD, NJ 07004

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CRD#: 6062231

Professional summary

Giuseppe Roveccio, CFP® is a registered financial advisor currently at G & R FINANCIAL SOLUTIONS LLC located in Fairfield, New Jersey.

Giuseppe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Giuseppe has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT- INVESTMENT RELATED-FAIRFIELD, NJ, INSURANCE SALES, AGENT, 2009, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giuseppe Roveccio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

October 23, 2024 - Present

G & R FINANCIAL SOLUTIONS LLC

Office #1: 271 Route 46 Unit C102, Fairfield, NJ 07004

RIA

CRD#: 332634

FAIRFIELD, NJ

Past

June 20, 2023 - October 22, 2024

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

Fairfield, NJ

Past

November 1, 2018 - June 20, 2023

STAWNYCHY FINANCIAL SERVICES, INC.

RIA

CRD#: 128859

KINNELON, NJ

Past

October 2, 2015 - July 15, 2016

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

EDISON, NJ

Past

March 30, 2015 - July 15, 2016

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/23/2024)

IAR

Texas
(11/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/4/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/30/2015

General Securities Representative Examination

Current Firm

G & R FINANCIAL SOLUTIONS LLC

CRD#: 332634 / SEC#:

New Jersey

Registered Investment Advisory firm - (10/23/2024 Approved)

Texas

Registered Investment Advisory firm - (11/7/2024 Conditional Restricted)

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Contact information

Main Address

271 Route 46 Unit C102, Fairfield, NJ 07004

Mailing Address

Phone number

(862) 668-5022

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	195
AUM (Assets Under Management)	$ 39,250,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Giuseppe Roveccio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giuseppe Roveccio's CRS (Customer Relationship Summary).

Certified licenses

Experience

G & R FINANCIAL SOLUTIONS LLC

REGAL INVESTMENT ADVISORS LLC

STAWNYCHY FINANCIAL SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/4/2015

SIE

Date: 7/15/2016

Series 7

Date: 3/30/2015

Current Firm

G & R FINANCIAL SOLUTIONS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

G & R FINANCIAL SOLUTIONS LLC

TRUST BUT VERIFY

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