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JB

Joshua T. Bretts

IMC EXECUTION SERVICES
Chicago, IL 60606
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CRD#: 6062208
JB

Professional summary


Joshua Timothy Bretts, who also goes by Josh Bretts, Joshua T Bretts, is a registered financial professional currently at IMC EXECUTION SERVICES located in Chicago, Illinois.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2012. Joshua has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 34, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Josh Bretts | Joshua T Bretts

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joshua Timothy Bretts's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 2, 2025 - Present

IMC EXECUTION SERVICES

Office #1: 233 S Wacker Drive #4300, Chicago, IL 60606
BD
CRD#: 301273
Chicago, IL
Past

October 20, 2014 - November 11, 2016

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 27, 2012 - August 27, 2014

TRADESTATION SECURITIES, INC.

BD
CRD#: 39473
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/13/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 4/2/2025
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 34
Date: 8/17/2012
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


IE
IMC EXECUTION SERVICES
IMC EXECUTION SERVICES | IMC EXECUTION SERVICES LLC

CRD#: 301273 / SEC#: , 8-70343

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
233 S Wacker Drive #4300, Chicago, IL 60606
Mailing Address
233 S Wacker Drive #4300, Chicago, IL 60606
Phone number
(312) 244-3369
Established
Illinois since 10/11/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
STOCKBRIDGE INC.MEMBER
DOWNEY, JASON EDWARDCHIEF COMPLIANCE OFFICER6080734
HOFFMAN, ADAM MICHAELCEO, COO5579229
NOWICKI, PAULFINOP, CFO, PFO, POO6097424

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


IMC EXECUTION SERVICES

CRD#: 301273Chicago, IL 60606

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