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Joshua Timothy Bretts

IMC EXECUTION SERVICES
CHICAGO, IL
·CRD# 6062208·14 years experience

Professional Summary

Joshua Timothy Bretts, who also goes by Josh Bretts, Joshua T Bretts, is a registered financial advisor currently at IMC EXECUTION SERVICES located in Chicago, Illinois and IMC SECURITIES LLC located in Chicago, Illinois. Joshua is registered as a RR (Registered Representative) and started their career in finance in 2012. Joshua has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 34, Series 3 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Josh Bretts, Joshua T Bretts

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

IMC EXECUTION SERVICES·CRD# 301273
BD
233 S Wacker Drive #4300, Chicago, IL 60606
April 2, 2025 - Present
IMC SECURITIES LLC·CRD# 144874
BD
233 South Wacker Drive #4300, Chicago, IL 60606
March 5, 2026 - Present
IMC FINANCIAL MARKETS·CRD# 104143
BD
233 South Wacker Drive #4300, Chicago, IL 60606
March 5, 2026 - Present
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
October 20, 2014 - November 11, 2016
TRADESTATION SECURITIES, INC.·CRD# 39473
BD
Chicago, IL
June 27, 2012 - August 27, 2014

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Current Firm

IF
IMC FINANCIAL MARKETS

HOLLAND TRADING HOUSE LLC | IMC-CHICAGO, LLC | IMC FINANCIAL MARKETS

CRD#: 104143 / SEC#: 8-52600
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

233 South Wacker Drive #4300, Chicago, IL 60606

Mailing Address

233 South Wacker Drive #4300, Chicago, IL 60606

Phone Number

(312) 244-3300

Established

Illinois since 04/27/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

Documents

Direct owners and executive officers

NamePositionCRD#
IMC AMERICAS, INC.MEMBER—
DOWNEY, JASON EDWARDCCO6080734
GRAY, KYLE JAMESCEO5340244
HOFFMAN, ADAM MICHAELCOO5579229
SALTZMAN, CRAIGCFO, PFO, POO5529468
TAYLOR, LAURA DENISEFINOP7116097

Disclosures

Regulatory Event

40

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2012About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Apr 2025About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2025About the SIE exam

Series 34 — Retail Off-Exchange FOREX Examination

Passed Aug 2012About the Series 34 exam

Series 3 — National Commodity Futures Examination

Passed Jul 2012About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 2012About the Series 7 exam
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CRS (Client Relationship Summary) - BD

Click below to view Joshua Timothy Bretts's CRS (Customer Relationship Summary).

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