Stacey C. Liu
Professional summary
Stacey Chin Liu, CFP®, who also goes by Stacey Lian Chin, Stacey Uan Chin, Stacey Chin, is a registered financial advisor currently at TREEHOUSE WEALTH ADVISORS located in Walnut Creek, California.
Stacey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Stacey has worked at 3 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stacey Chin Liu's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
April 11, 2018 - Present
TREEHOUSE WEALTH ADVISORS
Office #1: 1600 S Main St. Suite 195, Walnut Creek, CA 94596June 27, 2014 - April 10, 2018
SAN FRANCISCO SENTRY INVESTMENT GROUP
December 23, 2013 - April 10, 2018
S F SENTRY SECURITIES, INC.
Primary Firm SEC Registration
TREEHOUSE WEALTH ADVISORS
CRD#: 292016 / SEC#: 801-112623
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/12/2018)
(4/11/2018)
Exams
Current Firm
TREEHOUSE WEALTH ADVISORS
CRD#: 292016 / SEC#: 801-112623
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 739 |
| AUM (Assets Under Management) | $ 536,998,730 |
Red Flags
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Company Information
TREEHOUSE WEALTH ADVISORS
CRD#: 292016Walnut Creek, CA 94596TRUST BUT VERIFY
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