David P. Wickert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Price Wickert, who also goes by David Wickert, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2012. David had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2014 - December 31, 2015
WEALTHCARE LLC
November 26, 2013 - October 15, 2014
B. C. ZIEGLER AND COMPANY
November 26, 2013 - October 15, 2014
B. C. ZIEGLER AND COMPANY
February 22, 2013 - September 27, 2013
COMMONWEALTH FINANCIAL NETWORK
June 14, 2012 - September 27, 2013
COMMONWEALTH FINANCIAL NETWORK
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEALTHCARE LLC
CRD#: 173391 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
