Ryan J. Rourke

THE PLANNER'S EDGE LLC

Mercer Island, WA 98040

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CRD#: 6060980

Professional summary

Ryan Joseph Rourke is a registered financial advisor currently at THE PLANNER'S EDGE LLC located in Mercer Island, Washington.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Ryan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Insurance; investment-related; same address; licensed insurance producer; 4/27/2016; 0 hours per month. Licensed Insurance Producer in the State of Washington but not conducting insurance sales or service at this time. (2) Terra Firma Financial, LLC; not investment-related; same address; Owner; 1/19/2023; 0 hours per month; This entity does not provide advisory services. (3) The Bertschi School; not investment-related; 2227 10th Ave E, Seattle, WA 98102; Child Education; Member of Board of Trustees; 6/1/2021; 2 hours per month, none during securities trading hours; Volunteer Board Member for the school.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Joseph Rourke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2024 - Present

THE PLANNER'S EDGE LLC

Office #1: 2737 78th Avenue Se Suite 103, Mercer Island, WA 98040

RIA

CRD#: 114616

Mercer Island, WA

Past

January 19, 2023 - December 20, 2024

NORTHWEST ASSET MANAGEMENT

RIA

CRD#: 147923

Mercer Island, WA

Past

May 17, 2016 - January 30, 2023

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

MERCER ISLAND, WA

Past

May 13, 2016 - January 30, 2023

MML INVESTORS SERVICES, LLC

CRD#: 10409

MERCER ISLAND, WA

Past

September 18, 2015 - March 31, 2016

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

BELLEVUE, WA

Past

September 11, 2015 - March 31, 2016

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE PLANNER'S EDGE LLC

JEFFREY DAVID ROSS | THE PLANNER'S EDGE LLC | THE PLANNER'S EDGE | ROSS, JEFFREY DAVID

CRD#: 114616 / SEC#: 801-120913

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

Washington

Registered Investment Advisory firm - (5/30/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(12/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/27/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/2015

General Securities Representative Examination

Current Firm

THE PLANNER'S EDGE LLC

JEFFREY DAVID ROSS | THE PLANNER'S EDGE LLC | THE PLANNER'S EDGE | ROSS, JEFFREY DAVID

CRD#: 114616 / SEC#: 801-120913

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

Washington

Registered Investment Advisory firm - (5/30/2021 Terminated)

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Contact information

Main Address

2737 78th Avenue Se Suite 103, Mercer Island, WA 98040

Mailing Address

Phone number

(206) 232-4500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE PLANNER'S EDGE ADV 2A APR 2025 (4/14/2025)

Regulatory assets under management

Total Number of Accounts	694
AUM (Assets Under Management)	$ 186,684,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan J. Rourke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Joseph Rourke's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWEST ASSET MANAGEMENT

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

THE PLANNER'S EDGE LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/27/2015

SIE

Date: 10/1/2018

Series 7

Date: 9/11/2015

Current Firm

THE PLANNER'S EDGE LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE PLANNER'S EDGE LLC

TRUST BUT VERIFY

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