Mark A. Cernese

MARK CERNESE & ASSOCIATES

Macungie, PA

Some features on this profile are disabled

CRD#: 6060896

Professional summary

Mark Anthony Cernese, who also goes by Mark Cernese, is a registered financial advisor currently at MARK CERNESE & ASSOCIATES located in Macungie, Pennsylvania.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Mark has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Cernese

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Contract/Consulting Chief Financial Officer for techexcellence, an IT managed services provider located at 306 S. New St. Bethlehem, PA 18015. The business is not investment related. I devote around 10 hours per month to this business. Duties include strategic financial consutling and reports preparation. Contract/Consulting Chief Financial Officer for Snyder Technologies, an IT managed services provider located at 524 N. New St Bethlehem PA 18018. I devote around 10 hours per month to this business. Duties include strategic financial consulting and reports preparation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Cernese's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2015 - Present

MARK CERNESE & ASSOCIATES

RIA

CRD#: 174062

Macungie, PA

Past

September 6, 2012 - August 29, 2014

ATA MANAGEMENT STRATEGIES INC

RIA

CRD#: 118829

WHITEHALL, PA

Past

June 20, 2012 - September 21, 2012

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

OREFIELD, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/5/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/3/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/19/2012

General Securities Representative Examination

Current Firm

MARK CERNESE & ASSOCIATES

CERNESE, MARK ANTHONY | MARK CERNESE & ASSOCIATES

CRD#: 174062 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (1/5/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Macungie, PA

Mailing Address

Phone number

(484) 951-3318

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 3,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark A. Cernese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Cernese's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARK CERNESE & ASSOCIATES

ATA MANAGEMENT STRATEGIES INC

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/3/2012

Series 7

Date: 6/19/2012

Current Firm

MARK CERNESE & ASSOCIATES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARK CERNESE & ASSOCIATES

TRUST BUT VERIFY

Similar Advisors