Brook J. Wu
Professional summary
Brook J Wu, who also goes by Brook Chang, Brook J Chang, is a registered financial professional currently at ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in New York, New York and ARES MANAGEMENT CAPITAL MARKETS LLC located in Los Angeles, California.
Brook is registered as a RR (Registered Representative) and started their career in finance in 2012. Brook has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brook J Wu's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2023 - Present
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
Office #1: 245 Park Avenue- 44th Floor, New York, NY 10167March 12, 2024 - Present
ARES MANAGEMENT CAPITAL MARKETS LLC
Office #1: 1800 Avenue Of The Stars Suite 1400, Los Angeles, CA 90067June 4, 2018 - August 22, 2023
FORESIDE FUND SERVICES, LLC
December 11, 2012 - March 27, 2018
BLACKSTONE SECURITIES PARTNERS L.P.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
ARES MANAGEMENT CAPITAL MARKETS LLC
CRD#: 166219 / SEC#: , 8-69194
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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