James R. Kephart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Ryan Kephart, who also goes by James R Kephart, James Ryan Kephart, Ryan Kephart, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2012. James had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2021 - December 31, 2024
RYAN KEPHART, LLC.
June 5, 2018 - November 21, 2019
ALLIANCEBERNSTEIN L.P.
June 5, 2018 - November 21, 2019
ALLIANCEBERNSTEIN INVESTMENTS, INC.
March 29, 2017 - November 1, 2017
EDWARD JONES
January 6, 2017 - November 1, 2017
EDWARD JONES
July 10, 2013 - September 24, 2013
ADVISORS ASSET MANAGEMENT, INC.
July 9, 2013 - September 24, 2013
ADVISORS ASSET MANAGEMENT, INC.
September 10, 2012 - April 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 16, 2012 - April 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RYAN KEPHART, LLC.
CRD#: 308118 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
