Theodore B. Esser

B & B FINANCIAL PLANNING CO.

O'fallon, MO 63366

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CRD#: 6060341

Professional summary

Theodore Bryant Esser, CFP® is a registered financial advisor currently at B & B FINANCIAL PLANNING CO., INC. located in O'fallon, Missouri and PROSPERA FINANCIAL SERVICES, INC. located in O'fallon, Missouri.

Theodore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Theodore has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-B&B FINANCIAL PLANNING CO., INC.; YES INVESTMENT RELATED; 311 E ELM O'FALLON, MO 63366; RIA; INVESTMENT ADVISOR REPRESENTATIVE; 40 HR/WK ALL DURING TRADING HOURS; DUTIES INCLUDE CLIENT REVIEW, INVESTMENT MONITORING AND PLANNING. 2-B&B FINANCIAL SERVICES, LLC/ DBA 100% OF TIME / O'FALLON, MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Bryant Esser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

April 23, 2019 - Present

B & B FINANCIAL PLANNING CO., INC.

Office #1: 311 E. Elm, O'fallon, MO 63366

RIA

CRD#: 111628

O'fallon, MO

Current

May 16, 2025 - Present

PROSPERA FINANCIAL SERVICES, INC.

Office #1: 311 East Elm, O'fallon, MO 63366

RIA

CRD#: 10740

O'FALLON, MO

Past

March 7, 2019 - May 16, 2025

CUTTER & COMPANY, INC.

CRD#: 22449

O'FALLON, MO

Past

March 6, 2019 - March 12, 2019

CUTTER & COMPANY, INC.

RIA

CRD#: 22449

O'FALLON, MO

Past

July 12, 2012 - July 28, 2017

EDWARD JONES

RIA

CRD#: 250

BALLWIN, MO

Past

June 20, 2012 - July 28, 2017

EDWARD JONES

CRD#: 250

DES PERES, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(5/16/2025)

IAR

Missouri
(4/23/2019)

Missouri
(5/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/11/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

B & B FINANCIAL PLANNING CO., INC.

CRD#: 111628 / SEC#:

Illinois

Registered Investment Advisory firm - (7/15/2015 Approved)

Missouri

Registered Investment Advisory firm - (3/13/1990 Approved)

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Contact information

Main Address

311 E. Elm, O'fallon, MO 63366

Mailing Address

Phone number

(636) 978-8770

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 82,043,637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Theodore B. Esser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Bryant Esser's CRS (Customer Relationship Summary).

Certified licenses

Experience

B & B FINANCIAL PLANNING CO., INC.

PROSPERA FINANCIAL SERVICES, INC.

CUTTER & COMPANY, INC.

CUTTER & COMPANY, INC.

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 7/11/2012

SIE

Date: 7/28/2017

Series 7

Date: 6/19/2012

FINRA

Current Firm

B & B FINANCIAL PLANNING CO., INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

B & B FINANCIAL PLANNING CO., INC.

TRUST BUT VERIFY

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