RH
Robin S. House
THE MARSHALL FINANCIAL GROUP LLC
Chicago, IL 60655
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CRD#: 6060301
RH
Professional summary
Robin Stacey House is a registered financial advisor currently at THE MARSHALL FINANCIAL GROUP LLC located in Chicago, Illinois.
Robin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Robin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) OUR HOUSE WEALTH ADVISORS LLC - 11/09/2017 - 3838 W 111th Street, Unit 110; Chicago, IL 60655 - LLC Created to manage insurance business and college savings consulting. 40 hrs/mo; 0 hrs/mo (during trading hours). 2.) OUR HOUSE WEALTH INVESTMENTS LLC - 11/09/2017 - 3838 W 111th Street, Unit 110; Chicago, IL 60655 - IAR, Portfolio Manager, All operations, Invt Rel, Registered Investment Advisor, 120 hrs/mo; 120 hrs/mo (during trading hours). 3) Agent for an insurance agency that collects commissions. 4) Robin Stacey House is the CEO of Our House Wealth Advisors, LLC; Non Investment Related; Location: 3838 W 111th St, Unit 108 Chicago IL 60655; Description of the business: Tax Preparation ; Responsibilities: Manage staff, quality control, tax preparation; Start date: 2024-01-01; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 2. 5) Robin Stacey House is the Owner of Undiscovered College; Non Investment Related; Location: 3838 W 111th St, Unit 108 Chicago IL 60655; Description: College consulting business; Responsibilities: Manage staff, meet with clients; Start date: 2018-03-01; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 5. 6) Robin Stacey House is an Insurance Agent at Our House Wealth Advisors, LLC; Investment Related; Location: 3838 W 111th St, Unit 108 Chicago IL 60655; Description: Insurance Agency; Responsibilities: Insurance sales; Start date: 2017-12-07; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 25.
CRS (Client Relationship Summary) - RIA
Click below to view Robin Stacey House's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 12, 2024 - Present
THE MARSHALL FINANCIAL GROUP LLC
Office #1: 3838 W 111th St Unit 110, Chicago, IL 60655RIA
CRD#: 146362
Chicago, IL
Past
May 22, 2019 - April 21, 2025
OUR HOUSE WEALTH ADVISORS
RIA
CRD#: 301422
CHICAGO, IL
Past
December 11, 2017 - December 31, 2019
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
December 7, 2017 - July 3, 2019
ALPHA CUBED INVESTMENTS, LLC
RIA
CRD#: 159347
Chicago, IL
Past
September 4, 2012 - December 12, 2017
EDWARD JONES
RIA
CRD#: 250
EVERGREEN PARK, IL
Past
June 20, 2012 - December 12, 2017
EDWARD JONES
BD
CRD#: 250
EVERGREEN PARK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TM
THE MARSHALL FINANCIAL GROUP LLC
FIDUCIARY FIRST ADVISORS | THE MARSHALL FINANCIAL GROUP LLC
CRD#: 146362 / SEC#: 801-117820
RIA
Registered Investment Advisory firm - (12/18/2019 Approved)Florida
Registered Investment Advisory firm - (2/11/2020 Terminated)Maryland
Registered Investment Advisory firm - (2/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/18/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/14/2020 Terminated)Texas
Registered Investment Advisory firm - (2/11/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(7/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TM
THE MARSHALL FINANCIAL GROUP LLC
FIDUCIARY FIRST ADVISORS | THE MARSHALL FINANCIAL GROUP LLC
CRD#: 146362 / SEC#: 801-117820
RIA
Registered Investment Advisory firm - (12/18/2019 Approved)Florida
Registered Investment Advisory firm - (2/11/2020 Terminated)Maryland
Registered Investment Advisory firm - (2/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/18/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/14/2020 Terminated)Texas
Registered Investment Advisory firm - (2/11/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
225 Schilling Circle Suite 295, Hunt Valley, MD 21031
Mailing Address
Phone number
(410) 563-1190
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,449 |
| AUM (Assets Under Management) | $ 593,043,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 07/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
