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PK

Peter Kizenko

CRD# 6060134·Registered 2012 - 2016
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Kizenko was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 2012 - 2016. Peter had worked at 3 firms and has passed the SIE, Series 7 and Series 56 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

PUMA CAPITAL, LLC·CRD# 146744
BD
Red Bank, NJ
October 1, 2015 - March 1, 2016
CLEARPOOL EXECUTION SERVICES, LLC·CRD# 168490
BD
New York, NY
May 29, 2014 - October 6, 2015
WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
May 4, 2012 - July 16, 2014

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Current Firm

PC
PUMA CAPITAL, LLC

PUMA CAPITAL, LLC

CRD#: 146744 / SEC#: 8-67849
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

555 Theodore Fremd Avenue Suite C204, Rye, NY 10580

Mailing Address

555 Theodore Fremd Avenue Suite C204, Rye, NY 10580

Phone Number

(212) 269-4100

Established

Florida since 02/09/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
COUGAR FINANCIAL HOLDINGS LLCMEMBER—
HB-PUMA, LLCMEMBER—
GREENSTEIN, JOSHUA AARONCEO2522805
GROSS, MARC JONATHANCFO, FINOP2974706
GUTSHALL, MICHAEL SEELEYCCO2505395
HENCORP BECSTONE, LCMEMBER—
TIMONY, PETER GERARDCOO3023008

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Mar 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2014About the Series 7 exam

Series 56 — Proprietary Trader Qualification Examination

Passed May 2012

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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