Derek J. Martin

56 CAPITAL PARTNERS, LTD

Colorado Springs, CO 80920

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CRD#: 6059805

Professional summary

Derek Jacob Martin, CFP®, ChFC®, CLU® is a registered financial advisor currently at 56 CAPITAL PARTNERS, LTD located in Colorado Springs, Colorado.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Derek has worked at 2 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Jacob Martin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 24, 2018 - Present

56 CAPITAL PARTNERS, LTD

Office #1: 1465 Kelly Johnson Blvd Suite 200, Colorado Springs, CO 80920

RIA

CRD#: 290938

Colorado Springs, CO

Past

May 24, 2013 - December 5, 2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

COLORADO SPGS, CO

Past

June 25, 2012 - December 5, 2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

COLORADO SPGS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/21/2022)

IAR

Colorado
(1/24/2018)

IAR

Georgia
(8/31/2022)

IAR

Indiana
(1/9/2025)

IAR

Michigan
(1/30/2018)

IAR

Montana
(8/1/2022)

IAR

Texas
(2/8/2018)

IAR

Virginia
(7/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/23/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/16/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 8/9/2018

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 12/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/22/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

56 CAPITAL PARTNERS, LTD

CRD#: 290938 / SEC#:

California

Registered Investment Advisory firm - (6/21/2022 Approved)

Colorado

Registered Investment Advisory firm - (1/24/2018 Approved)

Georgia

Registered Investment Advisory firm - (8/31/2022 Approved)

Indiana

Registered Investment Advisory firm - (1/9/2025 Approved)

Michigan

Registered Investment Advisory firm - (1/30/2018 Approved)

Montana

Registered Investment Advisory firm - (3/24/2022 Approved)

North Carolina

Registered Investment Advisory firm - (12/21/2023 Terminated)

Texas

Registered Investment Advisory firm - (2/8/2018 Approved)

Virginia

Registered Investment Advisory firm - (7/10/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1465 Kelly Johnson Blvd Suite 200, Colorado Springs, CO 80920

Mailing Address

Phone number

(719) 418-3773

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	545
AUM (Assets Under Management)	$ 101,268,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Derek J. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Jacob Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/23/2013

Series 63

Date: 7/16/2012

Series 3

Date: 8/9/2018

SIE

Date: 12/5/2017

Series 7

Date: 10/17/2012

Series 6

Date: 6/22/2012

Current Firm

56 CAPITAL PARTNERS, LTD

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

56 CAPITAL PARTNERS, LTD

TRUST BUT VERIFY

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