RB
Robert B. Brannan
UWHARRIE INVESTMENT ADVISORS
CONCORD, NC 28026
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CRD#: 6059550
RB
Professional summary
Robert Bugg Brannan III, who also goes by Bob Brannan, is a registered financial advisor currently at UWHARRIE INVESTMENT ADVISORS, INC. located in Concord, North Carolina and PRIVATE CLIENT SERVICES, LLC located in Concord, North Carolina.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Robert has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Brannan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)UWHARRIE BANK, EXECUTIVE VICE PRES SINCE 2008, 700 CHURCH ST, CONCORD, NC 28025 - COMMERCIAL AND CONSUMER BANK. 130 HOURS PER MONTH DURING TRADING HOURS 2)CENTRAL NORTH CAROLINA Council BSA. BOY SCOUTS - FUNDRAISING CAMPAIGN. TITLE: Member of Board, Vice President-Investments, Assist in Fundraising Activities. 32252 NC HWY24-27, ALBERMARLE, NC 28081, 3-6 HOURS PER MONTH, 1-2 HOURS DURING TRADING HOURS. $0 EST ANNUAL EARNINGS. 3) BEN MYNATT CHILDRENS FOUNDATION CONCORD NC-ANNUAL GOLF FUNDRAISER, LESS THAT 5 HOURS A YEAR. 4) CONCORD ROTARY CLUB FOUNDATION, INC. PO BOX 1387, CONCORD, NC 28026-1387. THE CONCORD ROTARY CLUB FOUNDATION INC IS THE NON-PROFIT ENTITY FORMED TO SUPPORT THE PROJECTS OF THE CONCORD ROTARY CLUB ORGANIZATION. PRESIDENT AND BOARD MEMBER. 1 HR/MO; 1 DURING TRADING HRS. NOT INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Bugg Brannan III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2012 - Present
UWHARRIE INVESTMENT ADVISORS, INC.
Office #1: 700 N. Church Street, Concord, NC 28026RIA
CRD#: 117592
CONCORD, NC
Current
June 12, 2012 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 700 Church Street, Concord, NC 28025RIA
BD
CRD#: 120222
Concord, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UI
UWHARRIE INVESTMENT ADVISORS, INC.
STRATEGIC INVESTMENT ADVISORS, INC. | UWHARRIE INVESTMENT ADVISORS, INC. | UWHARRE INVESTMENT ADVISORS, INC.
CRD#: 117592 / SEC#: 801-63767
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)North Carolina
Registered Investment Advisory firm - (2/2/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/3/2022)
IAR
North Carolina(7/17/2012)
RR
North Carolina(7/18/2012)
RR
South Carolina(8/6/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UI
UWHARRIE INVESTMENT ADVISORS, INC.
STRATEGIC INVESTMENT ADVISORS, INC. | UWHARRIE INVESTMENT ADVISORS, INC. | UWHARRE INVESTMENT ADVISORS, INC.
CRD#: 117592 / SEC#: 801-63767
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)North Carolina
Registered Investment Advisory firm - (2/2/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
132 North First Street, Albemarle, NC 28001
Mailing Address
P.o. Box 1517, Albemarle, NC 28002
Phone number
(704) 983-5959
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 811 |
| AUM (Assets Under Management) | $ 278,247,352 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UWHARRIE INVESTMENT ADVISORS, INC.
CRD#: 117592Concord, NC 28026TRUST BUT VERIFY
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