Thomas M. Hlohinec

RISE FINANCIAL PARTNERS

ST PETERSBURG, FL

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CRD#: 6059536

Professional summary

Thomas Martin Hlohinec is a registered financial advisor currently at RISE FINANCIAL PARTNERS located in St Petersburg, Florida and CIG ASSET MANAGEMENT located in St Petersburg, Florida.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Thomas has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Thomas is the Chief Executive Officer at Rise Financial Partners, LLC, a registered investment adviser. Thomas spends approximately 34 hours per week in this role managing portfolios for institutional investors. His compensation and responsibilities are separate and distinct from his responsibilities at Rise Financial Partners. Thomas Hlohinec is partial owner and general partner of Rise Realty GP, LLC, a real estate investment company operating in Florida. Thomas spends approximately 2 hours per week in this role. Thomas Hlohinec will not recommend clients of CIG invest in real estate funds of which Rise Realty GP, LLC is general partner. Thomas Hlohinec is partial owner of Rise Collective Group, LLC, a holding company for several real estate operating companies. Thomas spend approximately 2 hours per week in this role. His compensation and responsibilities are separate and distinct from his role at CIG Asset Management. Thomas Hlohinec is owner and CEO of Hlohinec Holdings LLC, a holding company that was founded July 2019 for the purpose of holding ownership interest in its subsidiary company Rise Financial Partners LLC. Thomas spends approximately 0 hours per week in this role.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Martin Hlohinec's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2019 - Present

RISE FINANCIAL PARTNERS

RIA

CRD#: 305637

ST PETERSBURG, FL

Current

June 27, 2023 - Present

CIG ASSET MANAGEMENT

RIA

CRD#: 319466

ST PETERSBURG, FL

Past

June 5, 2012 - August 2, 2019

FS INVESTMENT SOLUTIONS, LLC

CRD#: 145244

ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/16/2021)

IAR

Michigan
(6/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/15/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/18/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2012

General Securities Representative Examination

Current Firm

RISE FINANCIAL PARTNERS

RISE FINANCIAL PARTNERS | RISE FINANCIAL PARTNERS LLC

CRD#: 305637 / SEC#:

Florida

Registered Investment Advisory firm - (3/16/2021 Approved)

Illinois

Registered Investment Advisory firm - (4/11/2024 Approved)

Michigan

Registered Investment Advisory firm - (11/12/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/31/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

St Petersburg, FL

Mailing Address

Phone number

(941) 961-8555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	297
AUM (Assets Under Management)	$ 43,097,403

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas M. Hlohinec

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Martin Hlohinec's CRS (Customer Relationship Summary).

Certified licenses

Experience

RISE FINANCIAL PARTNERS

CIG ASSET MANAGEMENT

FS INVESTMENT SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/15/2019

Series 63

Date: 9/18/2012

SIE

Date: 10/1/2018

Series 7

Date: 6/4/2012

Current Firm

RISE FINANCIAL PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RISE FINANCIAL PARTNERS

TRUST BUT VERIFY

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