Daniel P. Galeon
Professional summary
Daniel Pulido Galeon, who also goes by Daniel P Galeon, Daniel P. Galeon IV, Daniel Pulido Galeon Iv, Daniel Pulido Galeon Iv Iv, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in New York, New York and ROBINHOOD SECURITIES, LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2014. Daniel has worked at 4 firms and has passed the Series 63, Series 3, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Pulido Galeon's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2024 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 413 West 14th Street 3rd And 4th Floor, New York, NY 10014December 3, 2025 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 413 West 14th Street 3rd And 4th Floor, New York, NY 10014June 29, 2026 - Present
TRADE-PMR INC.
Office #1: 413 West 14th Street 3rd And 4th Floor, New York, NY 10014May 22, 2014 - May 12, 2021
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/1/2025)
Exams
Series 99TO
Date: 6/10/2025
Operations Professional ExaminationSeries 7TO
Date: 6/27/2024
General Securities Representative ExaminationFINRA
Current Firm
TRADE-PMR INC.
CRD#: 46350 / SEC#: , 8-51390
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GATOR MERGER SUB II, LLC | SHAREHOLDER | |
| BALDWIN, ROBB WALLER | PRESIDENT & CHIEF EXECUTIVE OFFICER | 1409477 |
| DILBONE, ROBERT POTTER JR | CHIEF REVENUE OFFICER | 5893751 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 3103432 |
| LEGACY, ELIZABETH | CHIEF COMPLIANCE OFFICER | 4368139 |
| QUIRK, STEVEN MARK | DIRECTOR | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | DIRECTOR | 7339479 |
| VICTORIA, RICHARD SCOTT | CHIEF OPERATING OFFICER | 5371275 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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