Daniel P. Galeon
Professional summary
Daniel Pulido Galeon, who also goes by Daniel P Galeon, Daniel P. Galeon IV, Daniel Pulido Galeon Iv, Daniel Pulido Galeon Iv Iv, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in New York, New York and ROBINHOOD SECURITIES, LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2014. Daniel has worked at 3 firms and has passed the Series 63, Series 3, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Pulido Galeon's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2024 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 413 West 14th Street 3rd And 4th Floor, New York, NY 10014December 3, 2025 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 413 West 14th Street 3rd And 4th Floor, New York, NY 10014May 22, 2014 - May 12, 2021
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/1/2025)
Exams
Series 99TO
Date: 6/10/2025
Operations Professional ExaminationSeries 7TO
Date: 6/27/2024
General Securities Representative ExaminationFINRA
Current Firm
ROBINHOOD SECURITIES, LLC
CRD#: 287900 / SEC#: , 8-69916
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | MEMBER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | CHIEF OPERATING OFFICER, AND PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINOP | 3103432 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
