Anna C. Berezow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anna Czajkowska Berezow, CFP®, who also goes by Anna C Berezow, Anya Czajkowska Berezow, Anya Berezow, Anna Czajkowska, Anya Czajkowska, Anna Czajkowska-berezow, Anya Czajkowska-berezow, was a registered financial professional .
Anna is a previously registered financial professional and started their career in finance in 2012. Anna had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
November 22, 2021 - May 2, 2023
DUNHILL FINANCIAL
July 14, 2017 - August 25, 2020
CREATIVE PLANNING
November 20, 2012 - July 7, 2017
LPL FINANCIAL LLC
September 28, 2012 - July 7, 2017
LPL FINANCIAL LLC
Primary Firm SEC Registration
DUNHILL FINANCIAL
CRD#: 288211 / SEC#: 801-110590
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DUNHILL FINANCIAL
CRD#: 288211 / SEC#: 801-110590
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,436 |
| AUM (Assets Under Management) | $ 322,892,937 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
