David P. Wilcox
Professional summary
David Paul Wilcox II, CPWA®, who also goes by David Wilcox, is a registered financial advisor currently at MCKINLEY CARTER WEALTH SERVICES, INC. located in Charleston, West Virginia.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. David has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Paul Wilcox II's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021-11-15
Expire date: 2023-10-31
Experience
September 5, 2019 - Present
MCKINLEY CARTER WEALTH SERVICES, INC.
Office #1: 129 Summers Street Suite 200, Charleston, WV 25301May 2, 2019 - July 25, 2019
WELLS FARGO CLEARING SERVICES, LLC
October 15, 2012 - February 21, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
MCKINLEY CARTER WEALTH SERVICES, INC.
CRD#: 135184 / SEC#: 801-64584
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/6/2022)
(12/4/2020)
(9/5/2019)
Exams
Series 7TO
Date: 5/2/2019
General Securities Representative ExaminationCurrent Firm
MCKINLEY CARTER WEALTH SERVICES, INC.
CRD#: 135184 / SEC#: 801-64584
Contact information
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,213 |
| AUM (Assets Under Management) | $ 2,532,619,554 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | ||
| 07/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MCKINLEY CARTER WEALTH SERVICES, INC.
CRD#: 135184Charleston, WV 25301TRUST BUT VERIFY
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