John Brenner Pelon
Professional Summary
John Brenner Pelon is a registered financial advisor currently at PATRICK FINANCIAL GROUP LLC. located in Brighton, Michigan. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. John has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
PATRICK FINANCIAL GROUP LLC. | PATRICK,JOBIE,ALLEN | PATRICK FINANCIAL GROUP, L.L.C.
Contact Information
Main Address
Millpond Parke Office Building 824 West Grand River Avenue, Brighton, MI 48116Phone Number
(810) 225-9876# of Employees
2SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
603AUM (Assets Under Management)
$170,440,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PATRICK FINANCIAL GROUP LLC. | PATRICK,JOBIE,ALLEN | PATRICK FINANCIAL GROUP, L.L.C.
State Registrations and Notice Filings
(1/7/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2014About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view John Brenner Pelon's CRS (Customer Relationship Summary).
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