Shaun M. Balding

WISCONSIN WEALTH ADVISORS

Sun Prairie, WI 53590

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CRD#: 6058776

Professional summary

Shaun Michael Balding, who also goes by Shaun Balding, is a registered financial advisor currently at WISCONSIN WEALTH ADVISORS, LLC located in Sun Prairie, Wisconsin.

Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Shaun has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shaun Balding

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Michael Balding's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2017 - Present

WISCONSIN WEALTH ADVISORS, LLC

Office #1: 1777 West Main Street Suite 203, Sun Prairie, WI 53590

RIA

CRD#: 145946

Sun Prairie, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WISCONSIN WEALTH ADVISORS, LLC

CAPITAL WEALTH ADVISORS LTD. | WISCONSIN WEALTH ADVISORS, LLC | WEALTH ADVISORS, LLC

CRD#: 145946 / SEC#: 801-133696

RIA

Registered Investment Advisory firm - (6/18/2025 Approved)

Illinois

Registered Investment Advisory firm - (2/20/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/8/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (7/1/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(12/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2017

Uniform Investment Adviser Law Examination

Current Firm

WISCONSIN WEALTH ADVISORS, LLC

CAPITAL WEALTH ADVISORS LTD. | WISCONSIN WEALTH ADVISORS, LLC | WEALTH ADVISORS, LLC

CRD#: 145946 / SEC#: 801-133696

RIA

Registered Investment Advisory firm - (6/18/2025 Approved)

Illinois

Registered Investment Advisory firm - (2/20/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/8/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (7/1/2025 Terminated)

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Contact information

Main Address

1777 West Main Street Suite 203, Sun Prairie, WI 53590

Mailing Address

Phone number

(608) 837-9099

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B - SEC (5/19/2025)

Regulatory assets under management

Total Number of Accounts	581
AUM (Assets Under Management)	$ 114,201,602

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shaun M. Balding

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Michael Balding's CRS (Customer Relationship Summary).

Certified licenses

Experience

WISCONSIN WEALTH ADVISORS, LLC

Primary Firm SEC Registration

WISCONSIN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2017

Current Firm

WISCONSIN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WISCONSIN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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