AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Patrick Klein Lundergan

Patrick K. Lundergan

ALBION FINANCIAL GROUP
Salt Lake City, UT 84106
Some features on this profile are disabled
CRD#: 6058604
Patrick Klein Lundergan

Professional summary

Patrick Klein Lundergan, CFP®, who also goes by Patrick Klien Lundergan, is a registered financial advisor currently at ALBION FINANCIAL GROUP located in Salt Lake City, Utah.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Patrick has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Do you have an area of expertise or specialization?
Cash Flow/Budgets/Credit Issue...
College/Education Planning
High Net Worth Client Needs
Millennials
Retirement Planning & Distribu...
Are you a "fiduciary"?
Yes

Aliases

Patrick Klien Lundergan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Klein Lundergan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

August 20, 2019 - Present

ALBION FINANCIAL GROUP

Office #1: 812 East 2100 South, Salt Lake City, UT 84106
RIA
CRD#: 105957
Salt Lake City, UT
Past

September 4, 2018 - July 12, 2019

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
SALT LAKE CITY, UT
Past

August 31, 2018 - July 12, 2019

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
SALT LAKE CITY, UT
Past

March 12, 2015 - January 27, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SALT LAKE CITY, UT
Past

July 9, 2012 - January 5, 2018

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ALBION FINANCIAL GROUP
ALBION FINANCIAL GROUP
ALBION FINANCIAL GROUP | DBA ALBION FINANCIAL GROUP | ALBION MANAGEMENT GROUP

CRD#: 105957 / SEC#: 801-18270

RIA
Registered Investment Advisory firm - (2/10/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(8/20/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/7/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/16/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/7/2012
General Securities Representative Examination

Current Firm

ALBION FINANCIAL GROUP
ALBION FINANCIAL GROUP
ALBION FINANCIAL GROUP | DBA ALBION FINANCIAL GROUP | ALBION MANAGEMENT GROUP

CRD#: 105957 / SEC#: 801-18270

RIA
Registered Investment Advisory firm - (2/10/1983 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
812 East 2100 South, Salt Lake City, UT 84106
Mailing Address
Phone number
(801) 487-3700
Established
Firm type
Fiscal year end
# of Employees
30

SEC notice filing (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV NARATIVE 3-28-2024 (3/18/2025)

Regulatory assets under management

Total Number of Accounts2,260
AUM (Assets Under Management)$ 1,858,123,409

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/31/2025
Cover Page
Report
11/01/2023
Cover Page
Report
04/18/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALBION FINANCIAL GROUP

ALBION FINANCIAL GROUP

CRD#: 105957Salt Lake City, UT 84106

TRUST BUT VERIFY

Monitor Patrick Lundergan

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

(xxx) xxx-xxxx

Similar Advisors

Kyle Kaleiluakiliopu Fukuchi
Kyle FukuchiAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Farmington, UT
Neal Jones Hansen
Neal HansenAdvisorCheck Check Mark
NET WORTH ADVISORY GROUP, LLC
IAR
Sandy, UT
JL
Justin LizamaAdvisorCheck Check Mark
SIMPLE FINANCIAL, LLC
IAR
West Jordan, UT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics