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Holly Nabiey

Some features on this profile are disabled
CRD#: 6058504
HN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Holly Nabiey was a registered financial professional .

Holly is a previously registered financial professional and started their career in finance in 2012. Holly had worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 26, 2012 - May 13, 2016

CHATTERTON & ASSOCIATES

RIA
CRD#: 132295
ORANGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CHATTERTON & ASSOCIATES
CHATTERTON & ASSOCIATES | CHATTERTON & ASSOCIATES, WEALTH MANAGEMENT TEAM | CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.

CRD#: 132295 / SEC#: 801-63394

RIA
Registered Investment Advisory firm - (8/6/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

C&
CHATTERTON & ASSOCIATES
CHATTERTON & ASSOCIATES | CHATTERTON & ASSOCIATES, WEALTH MANAGEMENT TEAM | CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.

CRD#: 132295 / SEC#: 801-63394

RIA
Registered Investment Advisory firm - (8/6/2004 Approved)
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Contact information

Main Address
3061 E. La Palma Ave., Anaheim, CA 92806
Mailing Address
Phone number
(714) 572-2050
Established
Firm type
Fiscal year end
# of Employees
34

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CHATTERTON FORM ADV PART 2A 03192025 (3/19/2025)

Regulatory assets under management

Total Number of Accounts2,771
AUM (Assets Under Management)$ 1,173,254,073

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHATTERTON & ASSOCIATES

CRD#: 132295

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