Shawn R. Mueller

MUELLER ASSET MANAGEMENT

SOUTHFIELD, MI 48076

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CRD#: 6058219

Professional summary

Shawn Robert Mueller, who also goes by Shawn Mueller, is a registered financial advisor currently at MUELLER ASSET MANAGEMENT located in Southfield, Michigan.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Shawn has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shawn Mueller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Mueller Retirement Planning; Yes Investment Related; 26261 Evergreen Road, Suite 120 Southfield, MI 48076; Insurance and Annuity Sales; Financial Planner; Start Date 05/2022; Approx 40 hours a month; Approx 32 hours during trading; Insurance and Annuity Sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Robert Mueller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2025 - Present

MUELLER ASSET MANAGEMENT

Office #1: 26261 Evergreen Rd Suite 120, Southfield, MI 48076

RIA

CRD#: 334823

SOUTHFIELD, MI

Past

May 11, 2022 - April 9, 2025

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Southfield, MI

Past

July 31, 2020 - May 11, 2022

J.W. COLE FINANCIAL, INC.

CRD#: 124583

Southfield, MI

Past

April 17, 2019 - May 11, 2022

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

Southfield, MI

Past

September 20, 2018 - February 13, 2019

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

BLOOMFIELD HILLS, MI

Past

September 20, 2018 - February 13, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

BLOOMFIELD HILLS, MI

Past

June 3, 2013 - September 10, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

GROSSE POINTE WOODS, MI

Past

May 31, 2013 - September 10, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

GROSSE POINTE WOODS, MI

Past

January 17, 2013 - April 24, 2013

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

SHELBY TWP, MI

Past

January 16, 2013 - April 24, 2013

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

SHELBY TWP, MI

Past

June 22, 2012 - January 2, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WEST PALM BEACH, FL

Past

June 21, 2012 - January 2, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WEST PALM BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(3/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/17/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/2012

General Securities Representative Examination

Current Firm

MUELLER ASSET MANAGEMENT

MUELLER ASSET MANAGEMENT | MUELLER ASSET MANAGEMENT, INC.

CRD#: 334823 / SEC#:

Michigan

Registered Investment Advisory firm - (3/17/2025 Approved)

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Contact information

Main Address

26261 Evergreen Rd Suite 120, Southfield, MI 48076

Mailing Address

Phone number

(248) 988-9898

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shawn R. Mueller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Robert Mueller's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

J.W. COLE FINANCIAL, INC.

J. W. COLE ADVISORS, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 12/17/2011

SIE

Date: 10/1/2018

Series 7

Date: 6/20/2012

Current Firm

MUELLER ASSET MANAGEMENT

Contact information

Documents

Red Flags

Company Information

MUELLER ASSET MANAGEMENT

TRUST BUT VERIFY

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