SA
Stelious N. Antourakis
THOMPSON SIEGEL & WALMSLEY LLC
Richmond, VA 23230
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CRD#: 6057935
SA
Professional summary
Stelious Nmn Antourakis, who also goes by Steve Nmn Antourakis, is a registered financial advisor currently at THOMPSON SIEGEL & WALMSLEY LLC located in Richmond, Virginia and FUNDS DISTRIBUTOR, LLC located in Richmond, Virginia.
Stelious is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Stelious has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Nmn Antourakis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THOMPSON, SIEGEL, WALMSLEY LLC, RICHMOND, VA, INVESTMENT RELATED/SEC REGISTERED INVESTMENT ADVISOR, Client Portfolio Manager; responsible for sales and client services, START DATE 01/2014, 160 HOURS PER MONTH WITH 130 HOURS DURING SECURITIES TRADING HOURS.
IN ADDITION TO BEING AN INVESTMENT ADVISOR REPRESENTATIVE OF Thompson, Siegel & Walmsley LLC, THIS ASSOCIATE IS A REGISTERED REPRESENTATIVE OF Funds Distributor, LLC, AN UNAFFILIATED BROKER DEALER. THE ASSOCIATE IS A REGISTERED REPRESENTATIVE FOR PURPOSES OF Funds Distributor, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Stelious Nmn Antourakis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2013 - Present
THOMPSON SIEGEL & WALMSLEY LLC
Office #1: 6641 West Broad Street Suite 600, Richmond, VA 23230RIA
CRD#: 105726
Richmond, VA
Current
June 9, 2014 - Present
FUNDS DISTRIBUTOR, LLC
Office #1: 6641 West Broad Street Suite 600, Richmond, VA 23230BD
CRD#: 7174
Richmond, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THOMPSON SIEGEL & WALMSLEY LLC
THOMPSON SIEGEL & WALMSLEY INC | WPS CAPITAL MANAGEMENT, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | WPS CAPITAL FUND, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | THOMPSON, SIEGEL & WALMSLEY | THOMPSON SIEGEL & WALMSLEY LLC
CRD#: 105726 / SEC#: 801-6273
RIA
Registered Investment Advisory firm - (1/17/1970 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/24/2014)
RR
Alaska(6/24/2014)
RR
Arizona(6/24/2014)
RR
Arkansas(6/24/2014)
RR
California(6/24/2014)
RR
Colorado(6/24/2014)
RR
Connecticut(6/24/2014)
RR
Delaware(6/24/2014)
RR
District of Columbia(6/24/2014)
RR
Florida(6/24/2014)
RR
Georgia(6/24/2014)
RR
Hawaii(6/24/2014)
RR
Idaho(6/24/2014)
RR
Illinois(6/24/2014)
RR
Indiana(6/24/2014)
RR
Iowa(6/24/2014)
RR
Kansas(6/24/2014)
RR
Kentucky(6/24/2014)
RR
Louisiana(6/24/2014)
RR
Maine(6/24/2014)
RR
Maryland(6/24/2014)
RR
Massachusetts(6/24/2014)
RR
Michigan(6/24/2014)
RR
Minnesota(6/24/2014)
RR
Mississippi(6/24/2014)
RR
Missouri(6/24/2014)
RR
Montana(6/24/2014)
RR
Nebraska(6/24/2014)
RR
Nevada(6/24/2014)
RR
New Hampshire(6/24/2014)
RR
New Jersey(6/24/2014)
RR
New Mexico(6/24/2014)
RR
New York(6/24/2014)
RR
North Carolina(6/24/2014)
RR
North Dakota(6/24/2014)
RR
Ohio(6/24/2014)
RR
Oklahoma(6/24/2014)
RR
Oregon(6/24/2014)
RR
Pennsylvania(6/24/2014)
RR
Rhode Island(6/24/2014)
RR
South Carolina(6/24/2014)
RR
South Dakota(6/24/2014)
RR
Tennessee(6/24/2014)
RR
Texas(6/24/2014)
RR
Utah(6/24/2014)
RR
Vermont(6/24/2014)
IAR
Virginia(12/9/2013)
RR
Virginia(6/24/2014)
RR
Washington(6/24/2014)
RR
West Virginia(6/24/2014)
RR
Wisconsin(6/24/2014)
RR
Wyoming(6/24/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TS
THOMPSON SIEGEL & WALMSLEY LLC
THOMPSON SIEGEL & WALMSLEY INC | WPS CAPITAL MANAGEMENT, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | WPS CAPITAL FUND, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | THOMPSON, SIEGEL & WALMSLEY | THOMPSON SIEGEL & WALMSLEY LLC
CRD#: 105726 / SEC#: 801-6273
RIA
Registered Investment Advisory firm - (1/17/1970 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6641 West Broad Street Suite 600, Richmond, VA 23230
Mailing Address
Phone number
(804) 353-4500
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,775 |
| AUM (Assets Under Management) | $ 20,812,400,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THOMPSON SIEGEL & WALMSLEY LLC
CRD#: 105726Richmond, VA 23230TRUST BUT VERIFY
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