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CW

Charles M. Wright

NEWEDGE SECURITIES
Dallas, TX 75231
Some features on this profile are disabled
CRD#: 6057811
CW
Charles Maurice WrightNEWEDGE SECURITIES

Professional summary

Charles Maurice Wright, who also goes by Charles M Wright, Charles Maurice Wright, Charles Wright, is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in Dallas, Texas.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2013. Charles has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Aliases

Charles M Wright | Charles Maurice Wright | Charles Wright

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Maurice Wright's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2026 - Present

NEWEDGE SECURITIES, LLC

Office #1: 8144 Walnut Hill Lane, Suite 1120, Dallas, TX 75231
BD
CRD#: 10674
Dallas, TX
Past

August 30, 2023 - October 7, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Westlake, TX
Past

July 18, 2016 - October 19, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
LEWISVILLE, TX
Past

November 14, 2014 - June 13, 2016

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
DALLAS, TX
Past

December 18, 2013 - October 22, 2014

NYLIFE SECURITIES LLC

BD
CRD#: 5167
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(8/3/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/22/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/29/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/30/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/18/2013
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

NS
NEWEDGE SECURITIES, LLC
MID ATLANTIC CAPITAL CORPORATION | NEWEDGE SECURITIES, LLC | NEWEDGE SECURITIES, INC. | NEWEDGE SECURITIES LLC | MID ATLANTIC SECURITIES CORPORATION | MID ATLANTIC CAPITAL SECURITIES

CRD#: 10674 / SEC#: , 8-27663

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368
Mailing Address
1251 Waterfront Place Suite 510, Pittsburgh, PA 15222-6368
Phone number
(412) 391-7077
Established
Pennsylvania since 12/14/1981
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEWEDGE CAPITAL GROUP, LLCSHAREHOLDER
BANCO, JOSEPH FRANKLIN JRPRINCIPAL FINANCIAL OFFICER AND CFO2850198
CHAFFEE, HAROLD GERARDCHIEF COMPLIANCE OFFICER2905661
FONG, SARAH FVICE PRESIDENT2937709
JENKINS, WILLIAM HENRYMANAGING DIRECTOR - SUPERVISION3004337
SCHNIER, DAVID JASONGENERAL COUNSEL AND SECRETARY5110928
SESLER, JEAN ANNPRINCIPAL OPERATIONS OFFICER1809578
SMITH, KYLE PETERPRESIDENT2142563

Disclosures

Regulatory Event9
Civil Event2
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

NEWEDGE SECURITIES, LLC

CRD#: 10674Dallas, TX 75231

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