WL
Wenjia Liu
MORAGA, CA
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CRD#: 6057806
WL
Wenjia Liu
Professional summary
Wenjia Liu, who also goes by Wenjia (lucy) Liu, was a registered financial advisor .
Wenjia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Wenjia had worked at 2 firms and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
Wenjia (lucy) Liu
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2026 - Present
MORAGA, CA
Past
August 22, 2012 - July 21, 2017
NED DAVIS RESEARCH, INC.
RIA
CRD#: 112260
VENICE, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/9/2026)
Current firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
