Michael B. Collier
Professional summary
Michael B Collier, who also goes by Michael Burns Collier, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Austin, Texas and FROST BROKERAGE SERVICES, INC. located in Austin, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael B Collier's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2022 - Present
FROST INVESTMENT SERVICES
Office #1: 401 Congress Ave, Austin, TX 78701October 29, 2018 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 401 Congress Avenue, Austin, TX 78701October 29, 2018 - December 31, 2021
FROST INVESTMENT SERVICES
August 20, 2012 - October 19, 2018
WELLS FARGO CLEARING SERVICES, LLC
June 8, 2012 - October 19, 2018
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/2018)
(1/27/2022)
Exams
FINRA
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
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