Bradley P. Weddington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Paul Weddington, who also goes by Brad Weddington, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2012. Bradley had worked at 5 firms and has passed the Series 65, Series 63, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2013 - September 4, 2014
SECURITIES AMERICA ADVISORS, INC.
October 24, 2013 - September 4, 2014
SECURITIES AMERICA, INC.
April 2, 2013 - October 7, 2013
BROOKSTONE CAPITAL MANAGEMENT LLC
September 25, 2012 - October 28, 2013
CENTER STREET SECURITIES, INC.
June 20, 2012 - September 12, 2012
STATE FARM VP MANAGEMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/8/2013
Corporate Securities Limited Representative ExaminationCurrent Firm
SECURITIES AMERICA ADVISORS, INC.
CRD#: 110518 / SEC#: 801-45628
Contact information
Regulatory assets under management
| Total Number of Accounts | 211,150 |
| AUM (Assets Under Management) | $ 40,420,443,233 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2024 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.