JB
Jon M. Bartholomew
GWN SECURITIES
West Chester, PA
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CRD#: 6056895
JB
Professional summary
Jon Michael Bartholomew, who also goes by Jon Bartholomew, is a registered financial advisor currently at GWN SECURITIES INC. located in West Chester, Pennsylvania.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jon has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon Bartholomew
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
J.M. Bartholomew & Co. / JMB Capital Solutions, LLC Not investment related 1106 Jaclyn Drive West Chester, PA 19380 CPA - Accounting Services. Taxes for small businesses and individuals, audits, reviews, compilations, bookkeeping, occasional consulting Owner J.M. Bartholomew & Co - Start date 11/22/2010 JMB Capital Solutions, LLC - Start date 10/24/2018 Approximately 25 hours/month Approximately 10 hours/month during business hours The work performed is highly seasonal. Outside of filing taxes, very few hours will be spent conducting outside business. Preparing, reviewing and signing off on tax returns. Preparing financial statements for audits and reviews. Life and Health Insurance licensed. KADES MARGOLIS, Is Investment Related, DBA, Financial Professional, 02/11/2020,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
CRS (Client Relationship Summary) - RIA
Click below to view Jon Michael Bartholomew's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jon Michael Bartholomew's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2020 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
West Chester, PA
Current
February 11, 2020 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
West Chester, PA
Past
October 31, 2018 - February 14, 2020
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
West Chester, PA
Past
October 23, 2018 - February 14, 2020
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
West Chester, PA
Past
June 28, 2017 - November 13, 2017
TRINITY WEALTH MANAGEMENT, LLC
RIA
CRD#: 169216
Berwyn, PA
Past
September 21, 2016 - June 29, 2017
EQUITY SERVICES, INC.
RIA
CRD#: 265
MEDIA, PA
Past
September 21, 2016 - June 29, 2017
EQUITY SERVICES, INC.
BD
CRD#: 265
MEDIA, PA
Past
September 26, 2014 - January 15, 2016
CBIZ FINANCIAL SOLUTIONS, INC.
RIA
CRD#: 16678
PLYMOUTH MEETING, PA
Past
September 26, 2014 - January 15, 2016
CBIZ FINANCIAL SOLUTIONS, INC.
BD
CRD#: 16678
PLYMOUTH MEETING, PA
Past
July 18, 2012 - March 24, 2014
MERCAP SECURITIES, LLC
BD
CRD#: 156607
PAOLI, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(2/11/2020)
RR
Maryland(9/17/2024)
RR
New Jersey(11/10/2022)
RR
Pennsylvania(2/11/2020)
IAR
Pennsylvania(2/11/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
