Set Carpintero

FINANCIAL SYNERGIES

Houston, TX 77027

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CRD#: 6056748

Professional summary

Set Carpintero, CFP® is a registered financial advisor currently at FINANCIAL SYNERGIES located in Houston, Texas.

Set is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Set has worked at 6 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Set Carpintero's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

October 28, 2025 - Present

FINANCIAL SYNERGIES

Office #1: 4400 Post Oak Pkwy Suite 200, Houston, TX 77027

RIA

CRD#: 105643

Houston, TX

Past

January 24, 2024 - September 25, 2025

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Orlando, FL

Past

June 7, 2022 - January 26, 2024

RESOURCE CONSULTING GROUP

RIA

CRD#: 105720

ORLANDO, FL

Past

July 2, 2020 - April 18, 2022

VINTAGE FINANCIAL SERVICES LLC

RIA

CRD#: 105271

ANN ARBOR, MI

Past

March 16, 2016 - October 29, 2019

SWM ADVISORS

RIA

CRD#: 158398

ST. PETERSBURG, FL

Past

September 3, 2012 - September 3, 2014

G-TRADE SERVICES LLC

CRD#: 140314

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL SYNERGIES

FINANCIAL SYNERGIES | FINANCIAL SYNERGIES WEALTH ADVISORS, INC. | FINANCIAL SYNERGIES PATHWAY | FINANCIAL SYNERGIES ASSET MANAGEMENT INC | FINANCIAL SYNERGIES ASSET MANAGEMENT

CRD#: 105643 / SEC#: 801-30106

RIA

Registered Investment Advisory firm - (7/30/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/11/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/31/2012

General Securities Representative Examination

Current Firm

FINANCIAL SYNERGIES

FINANCIAL SYNERGIES | FINANCIAL SYNERGIES WEALTH ADVISORS, INC. | FINANCIAL SYNERGIES PATHWAY | FINANCIAL SYNERGIES ASSET MANAGEMENT INC | FINANCIAL SYNERGIES ASSET MANAGEMENT

CRD#: 105643 / SEC#: 801-30106

RIA

Registered Investment Advisory firm - (7/30/1987 Approved)

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Contact information

Main Address

4400 Post Oak Pkwy Suite 200, Houston, TX 77027

Mailing Address

Phone number

(713) 623-6600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIAL SYNERGIES CURRENT ADV PART 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	879
AUM (Assets Under Management)	$ 1,566,368,236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Set Carpintero

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Set Carpintero's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL SYNERGIES

HIGHTOWER ADVISORS, LLC

RESOURCE CONSULTING GROUP

VINTAGE FINANCIAL SERVICES LLC

SWM ADVISORS

G-TRADE SERVICES LLC

Primary Firm SEC Registration

FINANCIAL SYNERGIES

State Registrations and Notice Filings

Exams

Series 65

Date: 2/11/2016

Series 7

Date: 8/31/2012

Current Firm

FINANCIAL SYNERGIES

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL SYNERGIES

TRUST BUT VERIFY

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