Andrea Harney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrea Harney, who also goes by Andrea Leigh Drury, Andrea D Harney, was a registered financial professional .
Andrea is a previously registered financial professional and started their career in finance in 2012. Andrea had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2018 - March 19, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 26, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
July 8, 2016 - March 19, 2024
FIDELITY BROKERAGE SERVICES LLC
April 24, 2015 - July 1, 2016
CHARLES SCHWAB & CO., INC.
February 23, 2015 - July 1, 2016
CHARLES SCHWAB & CO., INC.
February 3, 2014 - January 30, 2015
BROKER DEALER FINANCIAL SERVICES CORP.
April 26, 2012 - September 24, 2012
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
