J T. Keffury

CADENZA FINANCIAL PLANNING

Henderson, NV

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CRD#: 6056262

Professional summary

J Todd Keffury, who also goes by Todd Keffury, is a registered financial advisor currently at CADENZA FINANCIAL PLANNING located in Henderson, Nevada.

J is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. J has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Keffury

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Todd Keffury is currently a licensed insurance agent, however, he no longer sells any insurance products, and is not affiliated with any insurance companies. This activity accounts for no time during trading hours. Todd Keffury is the beneficial owner and operator of Cadenza Tax Services LLC, the associated tax preparation service of Cadenza Financial Planning. The business is not investment-related. The address of the business is 3167 Hazy Hills Avenue, Henderson, NV 89052. The start date of the relationship was 12/1/2023. The number of hours he devotes to this other business is between 10 and 30 hour per month. This activity accounts for 10% of time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view J Todd Keffury's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2021 - Present

CADENZA FINANCIAL PLANNING

RIA

CRD#: 314193

Henderson, NV

Past

October 22, 2018 - March 29, 2021

ONE WEALTH MAP, LLC

RIA

CRD#: 171750

LAS VEGAS, NV

Past

February 24, 2016 - February 10, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LAS VEGAS, NV

Past

February 19, 2016 - February 10, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LAS VEGAS, NV

Past

June 27, 2012 - December 3, 2015

WADDELL & REED

RIA

CRD#: 866

LAS VEGAS, NV

Past

June 4, 2012 - December 3, 2015

WADDELL & REED

CRD#: 866

LAS VEGAS, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/1/2024)

IAR

Nevada
(6/15/2021)

IAR

Texas
(5/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/2012

General Securities Representative Examination

Current Firm

CADENZA FINANCIAL PLANNING

CADENZA FINANCIAL PLANNING | CADENZA FINANCIAL PLANNING LLC

CRD#: 314193 / SEC#:

California

Registered Investment Advisory firm - (3/1/2024 Approved)

Nevada

Registered Investment Advisory firm - (6/15/2021 Approved)

Texas

Registered Investment Advisory firm - (5/17/2024 Conditional Restricted)

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Contact information

Main Address

Henderson, NV

Mailing Address

Phone number

(702) 265-6752

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 3,724,067

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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J T. Keffury

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view J Todd Keffury's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADENZA FINANCIAL PLANNING

ONE WEALTH MAP, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2012

SIE

Date: 2/10/2017

Series 7

Date: 6/1/2012

Current Firm

CADENZA FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CADENZA FINANCIAL PLANNING

TRUST BUT VERIFY

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