David C. Heine
Professional summary
David Christopher Heine, CFP®, who also goes by David Heine, is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Norwood, Minnesota and VALMARK SECURITIES, INC. located in Glencoe, Minnesota.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Christopher Heine's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
September 12, 2022 - Present
VALMARK ADVISERS, INC.
Office #1: 214 West Elm Street, Norwood, MN 55368September 12, 2022 - Present
VALMARK SECURITIES, INC.
Office #1: 1721 10th Street E., Glencoe, MN 55336Office #2: 214 West Elm Street, Norwood, MN 55368Office #3: 105 West Main Street, Arlington, MN 55307November 27, 2019 - September 20, 2022
AVANTAX ADVISORY SERVICES
November 27, 2019 - September 20, 2022
AVANTAX INVESTMENT SERVICES, INC.
January 8, 2013 - November 14, 2019
PRUCO SECURITIES, LLC.
May 2, 2012 - November 14, 2019
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2022)
(10/31/2023)
(9/12/2022)
(9/29/2022)
(3/3/2023)
(9/12/2022)
(9/12/2022)
(11/15/2023)
(10/31/2023)
(10/31/2023)
(9/12/2022)
(7/21/2025)
(9/6/2023)
(11/2/2023)
(8/19/2024)
Exams
FINRA
Current Firm
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Norwood, MN 55368TRUST BUT VERIFY
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