James B. Killingsworth

THE LEGACY FINANCIAL GROUP

TULSA, OK 74105

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CRD#: 6054998

Professional summary

James Bray Killingsworth, CFP®, who also goes by Bray Killingsworth, is a registered financial advisor currently at THE LEGACY FINANCIAL GROUP, INC. located in Tulsa, Oklahoma.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. James has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bray Killingsworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed Insurance Provided Life and Health Not investment related Approx. 2 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Bray Killingsworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

May 12, 2017 - Present

THE LEGACY FINANCIAL GROUP, INC.

Office #1: 1425 E. 41st Place Suite 100, Tulsa, OK 74105

RIA

CRD#: 135059

TULSA, OK

Past

January 24, 2017 - April 25, 2017

FSIC

CRD#: 37813

TULSA, OK

Past

December 12, 2014 - October 13, 2016

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

DALLAS, TX

Past

December 16, 2013 - October 13, 2016

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

DALLAS, TX

Past

September 17, 2012 - February 19, 2013

NYLIFE SECURITIES LLC

CRD#: 5167

MCKINNEY, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE LEGACY FINANCIAL GROUP, INC.

CRD#: 135059 / SEC#: 801-64293

RIA

Registered Investment Advisory firm - (4/4/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(1/3/2024)

IAR

Texas
(5/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/8/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/19/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/25/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/14/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE LEGACY FINANCIAL GROUP, INC.

CRD#: 135059 / SEC#: 801-64293

RIA

Registered Investment Advisory firm - (4/4/2005 Approved)

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Contact information

Main Address

1425 E. 41st Place Suite 100, Tulsa, OK 74105

Mailing Address

Phone number

(918) 665-0826

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY PORTFOLIO SERVICES PART 2A (2/21/2025)

FORM ADV PART 2 FIRM BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts	1,608
AUM (Assets Under Management)	$ 513,560,986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James B. Killingsworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Bray Killingsworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSIC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

THE LEGACY FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/8/2014

Series 63

Date: 11/19/2012

SIE

Date: 4/25/2017

Series 7

Date: 3/10/2014

Series 6

Date: 9/14/2012

Current Firm

THE LEGACY FINANCIAL GROUP, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE LEGACY FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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