Scott C. Marek
MAIA WEALTH
Denver, CO 80202
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CRD#: 6054867
Professional summary
Scott C Marek, CFP® is a registered financial advisor currently at MAIA WEALTH located in Denver, Colorado.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Scott has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE AGENT. VARIOUS CARRIERS. NOT INVESTMENT RELATED. TRADING HOURS TIME SPENT= 15 HOURS PER MONTH Owner: Marek Financial LLC ("Marek Financial"). Marek Financial is a holding company for the ownership of Maia Wealth. Marek Financial has a subsidiary called bulletwealth.com,LLC. offering online financial industry education through bulletwealth.com. Bulletwealth.com, LLC is a DBA name for Marek Financial, LLC. Owner: O.W.L.S. (On With Life Support). A not-for-profit entity offering mental health coaching services through an app. Compensation received through app sales. Time spent = 5% per month. Managing Member: Powr VI. A not-for-profit entity which empowers to build financial resilience and strengthens communities across America. Clients of Maia Wealth may contribute donations to Powr VI. Time spent = 5% per month.
CRS (Client Relationship Summary) - RIA
Click below to view Scott C Marek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
April 5, 2018 - Present
MAIA WEALTH
Office #1: 1401 17th Street Suite 850, Denver, CO 80202RIA
CRD#: 292817
Denver, CO
Past
February 19, 2015 - February 28, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Denver, CO
Past
February 11, 2015 - February 28, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Denver, CO
Past
March 27, 2013 - February 6, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
COLORADO SPGS, CO
Past
March 12, 2013 - February 6, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
COLORADO SPGS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MAIA WEALTH
COOKIE WEALTH | WHITE BISON WEALTH MANAGEMENT, LLC | SILVEROAK | PHYXIUS FINANCIAL | PATHWAY ADVISORS GROUP | MIEDEMA WEALTH | MANA FINANCIAL GROUP | MAIA WEALTH, LLC | MAIA WEALTH | INTEGRATED FINANCIAL ARCHITECTS | HOFKIN CAPITAL MANAGEMENT
CRD#: 292817 / SEC#: 801-120452
RIA
Registered Investment Advisory firm - (3/5/2021 Approved)California
Registered Investment Advisory firm - (6/6/2021 Terminated)Colorado
Registered Investment Advisory firm - (5/7/2021 Terminated)Texas
Registered Investment Advisory firm - (5/7/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(4/5/2018)
IAR
Texas(4/17/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MAIA WEALTH
COOKIE WEALTH | WHITE BISON WEALTH MANAGEMENT, LLC | SILVEROAK | PHYXIUS FINANCIAL | PATHWAY ADVISORS GROUP | MIEDEMA WEALTH | MANA FINANCIAL GROUP | MAIA WEALTH, LLC | MAIA WEALTH | INTEGRATED FINANCIAL ARCHITECTS | HOFKIN CAPITAL MANAGEMENT
CRD#: 292817 / SEC#: 801-120452
RIA
Registered Investment Advisory firm - (3/5/2021 Approved)California
Registered Investment Advisory firm - (6/6/2021 Terminated)Colorado
Registered Investment Advisory firm - (5/7/2021 Terminated)Texas
Registered Investment Advisory firm - (5/7/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1401 17th Street Suite 850, Denver, CO 80202
Mailing Address
Phone number
(720) 644-8803
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,445 |
| AUM (Assets Under Management) | $ 704,344,811 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
