Curtis R. Berry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Ray Berry was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 2012. Curtis had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2013 - March 5, 2014
RED RIVER SECURITIES, LLC
March 15, 2013 - June 12, 2013
FARMERS FINANCIAL SOLUTIONS, LLC
September 4, 2012 - October 24, 2012
EDWARD JONES
June 14, 2012 - October 24, 2012
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
RED RIVER SECURITIES, LLC
CRD#: 149860 / SEC#: , 8-68198
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
