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CK

Carlye Y. Knight

THE YANKER GROUP
Manchester, MO 63021
Some features on this profile are disabled
CRD#: 6053957
CK

Professional summary

Carlye Yanker Knight, who also goes by Carlye Ann Yanker, is a registered financial advisor currently at THE YANKER GROUP located in Manchester, Missouri and LPL FINANCIAL LLC located in Manchester, Missouri.

Carlye is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Carlye has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Carlye Ann Yanker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlye Yanker Knight's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 14, 2024 - Present

THE YANKER GROUP

Office #1: 13611 Barrett Office Dr., Ste. 100, Manchester, MO 63021
RIA
CRD#: 281364
Manchester, MO
Current

April 20, 2017 - Present

LPL FINANCIAL LLC

Office #1: 13611 Barrett Office Dr #100, Manchester, MO 63021
RIA
BD
CRD#: 6413
Manchester, MO
Past

December 14, 2015 - February 28, 2017

MORGAN STANLEY

RIA
CRD#: 149777
SOUTHLAKE, TX
Past

September 25, 2015 - February 28, 2017

MORGAN STANLEY

BD
CRD#: 149777
SOUTHLAKE, TX
Past

October 10, 2013 - March 9, 2015

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TY
THE YANKER GROUP
THE YANKER GROUP | THE YANKER GROUP, INC.

CRD#: 281364 / SEC#: 801-118402

RIA
Registered Investment Advisory firm - (4/9/2020 Approved)
Illinois
Registered Investment Advisory firm - (4/9/2020 Terminated)
Missouri
Registered Investment Advisory firm - (9/13/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(4/20/2017)
IAR
Missouri
(2/14/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/14/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/18/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/10/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TY
THE YANKER GROUP
THE YANKER GROUP | THE YANKER GROUP, INC.

CRD#: 281364 / SEC#: 801-118402

RIA
Registered Investment Advisory firm - (4/9/2020 Approved)
Illinois
Registered Investment Advisory firm - (4/9/2020 Terminated)
Missouri
Registered Investment Advisory firm - (9/13/2021 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
13611 Barrett Office Dr., Ste. 100, Manchester, MO 63021
Mailing Address
Phone number
(314) 962-5600
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM DISCLOSURE BROCHURE - ADV 2A (3/9/2026)

Regulatory assets under management

Total Number of Accounts732
AUM (Assets Under Management)$ 296,377,533

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE YANKER GROUP

CRD#: 281364Manchester, MO 63021

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