Keith A. Hensley

FLORIDA FINANCIAL PLANNING LLC

WINTER GARDEN, FL

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CRD#: 6053798

Professional summary

Keith Alan Hensley, CFP® is a registered financial advisor currently at FLORIDA FINANCIAL PLANNING LLC located in Winter Garden, Florida.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Keith has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Alan Hensley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

January 2, 2025 - Present

FLORIDA FINANCIAL PLANNING LLC

RIA

CRD#: 333002

WINTER GARDEN, FL

Past

February 28, 2020 - September 13, 2024

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Orlando, FL

Past

May 31, 2019 - February 28, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Orlando, FL

Past

April 27, 2016 - May 31, 2019

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

ORLANDO, FL

Past

January 28, 2014 - April 29, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Orlando, FL

Past

April 24, 2013 - September 13, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Orlando, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/27/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2013

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/30/2011

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 9/21/2015

General Securities Principal Examination

Current Firm

FLORIDA FINANCIAL PLANNING LLC

CRD#: 333002 / SEC#:

Florida

Registered Investment Advisory firm - (1/2/2025 Approved)

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Contact information

Main Address

Winter Garden, FL

Mailing Address

Phone number

(407) 316-2120

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Keith A. Hensley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Alan Hensley's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/27/2014

SIE

Date: 10/1/2018

Series 7

Date: 4/23/2013

Series 3

Date: 9/30/2011

Series 24

Date: 9/21/2015

Current Firm

FLORIDA FINANCIAL PLANNING LLC

Contact information

Documents

Red Flags

Company Information

FLORIDA FINANCIAL PLANNING LLC

TRUST BUT VERIFY

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