Chase C. Mcwhorter
Professional summary
Chase Charles Mcwhorter is a registered financial professional currently at LYNX CAPITAL, LLC located in Moraga, California.
Chase is registered as a RR (Registered Representative) and started their career in finance in 2012. Chase has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chase Charles Mcwhorter's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2021 - Present
LYNX CAPITAL, LLC
Office #1: 55 Parson Brown Ct., Moraga, CA 94556August 17, 2017 - December 31, 2018
LIGHTPATH CAPITAL, INC
January 16, 2013 - August 19, 2015
A.G.P. / ALLIANCE GLOBAL PARTNERS
June 18, 2012 - August 19, 2015
A.G.P. / ALLIANCE GLOBAL PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2021)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
LYNX CAPITAL, LLC
CRD#: 137178 / SEC#: , 8-67068
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DEUTZ, THEODORE JOHN | PRESIDENT/CCO | 2333618 |
| MORGAN, WILLIAM ARTHUR | FINOP |
Red Flags
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Company Information
LYNX CAPITAL, LLC
CRD#: 137178Moraga, CA 94556TRUST BUT VERIFY
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