Chad A. Heberly
GRADIENT ADVISORS | Financial Advisor
Pueblo, CO 81003
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CRD#: 6052546
Professional summary
Chad Allen Heberly, who also goes by Chad Heberly, is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Pueblo, Colorado.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Chad has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
What are your service offerings?
Investment Management
Retirement Planning Strategies
Insurance
Are you a "fiduciary"?
Yes
Aliases
Chad Heberly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Prospera Investment Advisors, LLC; Investment Related; 301 N Main St Suite 202 Pueblo CO 81003; Advisory; Owner; Investment Advisor Representative; 08/2024; 80hr/mo; 80hrs/mo during trading; Investment Advisory Services 2. Prospera Financial; Investment Related; 301 N Main St Suite 202 Pueblo CO 81003; Insurance; Owner; Agent; 08/2024; 80hr/mo; 25hrs/mo during trading; Insurance/Annuity sales & service 3. Pueblo Economic Development Foundation; Not Investment Related; 301 N Main St Suite 202 Pueblo CO 81003; Non-profit: Economic Development; Board Member; Treasurer; 07/2018; 4hrs/mo; 1hr/mo during trading 4. Pueblo County Business Resource Oversight Commission; Not Investment Related; 215 W 10th St Pueblo CO 81003; County Commission: Community Lending; Commission Member; 07/2015; 1hr/mo; 1hr/mo during trading; Set policy and act as a review committee for community lending of county resources 5. Colorado State University - Pueblo Foundation; Not Investment Related; 2200 Bonforte Blvd Pueblo CO 8100; Non Profit: University Foundation; Past Chair / Board Member; 07/2016; 4hrs/mo; 2hrs/mo during trading; Executive and finance committee member, set policy and goals development. 6. YMCA of Pueblo; Not Investment Related; 3200 E Spaulding Ave Pueblo CO 81008; Non Profit: Finance Committee Member; Community Health and Youth Development; Finance Committee Member; 07/2014; 1hr/mo; 1hr/mo during trading; Provide guidance and policy on financial operations to executive staff and the board 7. Business Owner Strategic Services (BOSS); Not Investment Related; 301 N Main St Suite 202 Pueblo CO 81003; Business Consulting; Owner; 07/2024; 10hrs/mo; 0hrs/mo during trading; Projects to improve operations 8. Pueblo City/County Library District Foundation; Not Investment Related; Pueblo CO; Non-Profit Foundation; Finance Committee Member; 10/2021; 1hr/mo; 1hr/mo during trading; Non-Profit Foundation
CRS (Client Relationship Summary) - RIA
Click below to view Chad Allen Heberly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 2024 - Present
GRADIENT ADVISORS, LLC
Office #1: 301 N Main St Suite 202, Pueblo, CO 81003RIA
CRD#: 152665
Pueblo, CO
Past
June 21, 2019 - July 9, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
COLORADO SPRINGS, CO
Past
June 21, 2019 - July 9, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
COLORADO SPRINGS, CO
Past
January 28, 2014 - July 9, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
PUEBLO, CO
Past
October 28, 2013 - July 9, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
PUEBLO, CO
Past
June 1, 2012 - October 25, 2013
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
PUEBLO WEST, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GRADIENT ADVISORS, LLC
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
RIA
Registered Investment Advisory firm - (2/10/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(8/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
GA
GRADIENT ADVISORS, LLC
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
RIA
Registered Investment Advisory firm - (2/10/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126
Mailing Address
Phone number
(877) 885-0508
Established
Firm type
Fiscal year end
# of Employees
169
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,222 |
| AUM (Assets Under Management) | $ 218,611,410 |
Red Flags
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Company Information
GRADIENT ADVISORS, LLC
Financial AdvisorCRD#: 152665Pueblo, CO 81003TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
